Series 63 examination

Uniform Securities Agent State Law Exam:

For registration in individual states as an agent (representative of a broker-dealer).

The following items are included in the self study materials:

Study Guide

Trainee Examination#1 with explanations.

Trainee Examination #2 with explanations.

Trainee Examination #3 with explanations.

Trainee Examination #4 with explanations.

You should not take the Series 63 exam until you have completely mastered all of the study material.

In addition to the study material, you may call our office two weeks prior to your test to set up a conference call to go over key areas of the exam.