Series 9 Examination-Options portion of the NYSE Branch Office Manager examination

The series 9 is the options portion of the NYSE Branch Office Manager examination. Candidates are given 1 1/2 hours to answer 55 multiple-choice questions covering regulation of options.

In order to be fully registered as a Branch Office Manager, a candidate must attain a 70% on both the Series 9 and the Series 10 examinations.

We offer courses and self study materials on both exams. Our Series 9 and Series 10 classroom training runs consecutively for 2 days. You need to purchase the self study materials and the classroom training for the 2 exams separately.

For information on the Series 10 examination classroom training, click here.

To purchase both 9 and 10 exam study materials click here.